| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR | 0001928999-22-000002 | Dec 31st, 2021 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | Fortitude Advisory Group L.L.C. | 1928999 | SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 10 | 7600 | SH | SOLE | 0 | 0 | 7600 | May 21st, 2022 01:10AM | May 21st, 2022 01:10AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 98 | 76190 | SH | DFND | 1,2,5 | 0 | 0 | 76190 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | Spectrum Pharmaceuticals Inc | Equity | 84763A108 | 19598 | 15192 | SH | DFND | 1 | 0 | 15192 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 16 | 12200 | SH | Put | DFND | 2 | 12200 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology |
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 44 | 34160 | SH | DFND | 2 | 34160 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 7 | 5144 | SH | DFND | 1 | 5144 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR | 0001172661-22-001498 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | MIRABELLA FINANCIAL SERVICES LLP | 1538853 | SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 27 | 20900 | SH | SOLE | 20900 | 0 | 0 | May 18th, 2022 01:11AM | May 18th, 2022 01:11AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR | 0001823608-22-000095 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Amalgamated Financial Corp. | 1823608 | SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 34 | 26544 | SH | SOLE | 26544 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR/A | 0001606587-22-001198 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Sheaff Brock Investment Advisors, LLC | 1666789 | SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 30 | 23200 | SH | SOLE | NONE | 0 | 0 | 23200 | May 17th, 2022 01:57AM | May 17th, 2022 01:57AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:sppi | nasdaq:sppi Shareholders | 13F-HR | 0001580642-22-002777 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Creative Planning | 1540235 | SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 21 | 16531 | SH | SOLE | 0 | 0 | 16531 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | Spectrum Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology |