| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | SURMODICS INC | COM | 868873100 | 266 | 5866 | SH | DFND | 1,2,5 | 0 | 0 | 5866 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | SurModics | Health Care | Health Care Equipment & Services | |
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR/A | 0001567619-22-011156 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | Teton Advisors, Inc. | 1444874 | SURMODICS INC COM | COM | 868873100 | 2267 | 50000 | SH | SOLE | 50000 | 0 | 0 | May 19th, 2022 01:14AM | May 19th, 2022 01:14AM | SurModics | Health Care | Health Care Equipment & Services | ||
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR/A | 0001567619-22-011152 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GAMCO INVESTORS, INC. ET AL | 807249 | SURMODICS INC COM | COM | 868873100 | 2711 | 59800 | SH | SOLE | 59800 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | SurModics | Health Care | Health Care Equipment & Services | ||
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR/A | 0001567619-22-011150 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GABELLI FUNDS LLC | 1081407 | SURMODICS INC COM | COM | 868873100 | 2334 | 51500 | SH | SOLE | 51500 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | SurModics | Health Care | Health Care Equipment & Services | ||
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | Surmodics Inc | Equity | 868873100 | 154213 | 3402 | SH | DFND | 1 | 0 | 3402 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | SurModics | Health Care | Health Care Equipment & Services | |
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR | 0001823608-22-000095 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Amalgamated Financial Corp. | 1823608 | SURMODICS INC | COM | 868873100 | 304 | 6708 | SH | SOLE | 6708 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | SurModics | Health Care | Health Care Equipment & Services | ||
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR | 0001802630-22-000005 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Soleus Capital Management, L.P. | 1802630 | SURMODICS INC | COM | 868873100 | 25314 | 558440 | SH | SOLE | 558440 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | SurModics | Health Care | Health Care Equipment & Services | ||
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR | 0001567619-22-010951 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Cubist Systematic Strategies, LLC | 1603465 | SURMODICS INC | COM | 868873100 | 10 | 230 | SH | DFND | 1 | 0 | 230 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | SurModics | Health Care | Health Care Equipment & Services | |
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR | 0001567619-22-010947 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Point72 Asset Management, L.P. | 1603466 | SURMODICS INC | COM | 868873100 | 548 | 12100 | SH | DFND | 0 | 0 | 12100 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | SurModics | Health Care | Health Care Equipment & Services | |
| nasdaq:srdx | nasdaq:srdx Shareholders | 13F-HR | 0001567619-22-010940 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CREDIT SUISSE AG/ | 824468 | Surmodics Inc | COM | 868873100 | 2 | 40 | SH | DFND | 4 | 40 | 0 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | SurModics | Health Care | Health Care Equipment & Services |