| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 269 | 115658 | SH | DFND | 1,2,5 | 0 | 0 | 115658 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | Sorrento Therapeutics | Health Care Equipment & Services | ||
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR | 0000749044-22-000003 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | RESOURCES MANAGEMENT CORP /CT/ /ADV | 749044 | SORRENTO THERAPEUTICS INC | Ordinary Share | 83587F202 | 3 | 1340 | SH | SOLE | 1340 | 0 | 0 | May 21st, 2022 01:08AM | May 21st, 2022 01:08AM | Sorrento Therapeutics | Health Care Equipment & Services | |||
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR/A | 0001776033-22-000003 | Mar 31st, 2022 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | Golden State Wealth Management, LLC | 1776033 | SORRENTO THERAPEUTICS | Common Stock | 83587F202 | 23 | 10000 | SH | SOLE | 0 | 0 | 10000 | May 20th, 2022 01:07AM | May 20th, 2022 01:07AM | Sorrento Therapeutics | Health Care Equipment & Services | |||
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | Sorrento Therapeutics Inc | Equity | 83587F202 | 58005 | 24895 | SH | DFND | 1 | 0 | 24895 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | Sorrento Therapeutics | Health Care Equipment & Services | ||
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR | 0001908938-22-000002 | Dec 31st, 2021 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Beaird Harris Wealth Management, LLC | 1908938 | SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 1 | 196 | SH | SOLE | 0 | 0 | 196 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Sorrento Therapeutics | Health Care Equipment & Services | |||
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | SORRENTO THERAPEUTICS INC | COM | 83587F202 | 191 | 81800 | SH | Put | DFND | 2 | 81800 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Sorrento Therapeutics | Health Care Equipment & Services | |
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | SORRENTO THERAPEUTICS INC | COM | 83587F202 | 1237 | 531100 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Sorrento Therapeutics | Health Care Equipment & Services | |
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 209 | 89490 | SH | DFND | 2 | 89490 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Sorrento Therapeutics | Health Care Equipment & Services | ||
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 177 | 75919 | SH | DFND | 1 | 75919 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Sorrento Therapeutics | Health Care Equipment & Services | ||
| nasdaq:srne | nasdaq:srne Shareholders | 13F-HR | 0001905084-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | EUDAIMONIA ADVISORS LLC | 1905084 | Sorrento Therapeutics Inc | Common Stock | 83587F202 | 281 | 120400 | SH | SOLE | 0 | 0 | 120400 | May 17th, 2022 01:59AM | May 17th, 2022 01:59AM | Sorrento Therapeutics | Health Care Equipment & Services |