| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 4657 | 58277 | SH | DFND | 1,2,5 | 0 | 0 | 58277 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | STAAR Surgical | Health Care | Health Care Equipment & Services | |
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | STAAR Surgical Co | Equity | 852312305 | 4545521 | 56883 | SH | DFND | 1 | 0 | 56883 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | STAAR Surgical | Health Care | Health Care Equipment & Services | |
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | STAAR SURGICAL CO | COM | 852312305 | 2549 | 31900 | SH | Put | DFND | 2 | 31900 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | STAAR Surgical | Health Care | Health Care Equipment & Services |
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | STAAR SURGICAL CO | COM | 852312305 | 1678 | 21000 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | STAAR Surgical | Health Care | Health Care Equipment & Services |
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 714 | 8941 | SH | DFND | 1 | 8941 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | STAAR Surgical | Health Care | Health Care Equipment & Services | |
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR | 0001387131-22-006230 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Advisors Asset Management, Inc. | 1297376 | STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 1273 | 15935 | SH | SOLE | 15935 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | STAAR Surgical | Health Care | Health Care Equipment & Services | ||
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR | 0001823608-22-000095 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Amalgamated Financial Corp. | 1823608 | STAAR SURGICAL CO | COM | 852312305 | 2584 | 32341 | SH | SOLE | 32341 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | STAAR Surgical | Health Care | Health Care Equipment & Services | ||
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR | 0001803916-22-000005 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Aquatic Capital Management LLC | 1803916 | STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 8 | 100 | SH | SOLE | 0 | 0 | 100 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | STAAR Surgical | Health Care | Health Care Equipment & Services | ||
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR | 0001764754-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Geneos Wealth Management Inc. | 1764754 | STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 7 | 100 | SH | SOLE | 0 | 0 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | STAAR Surgical | Health Care | Health Care Equipment & Services | |
| nasdaq:staa | nasdaq:staa Shareholders | 13F-HR | 0001630888-22-000001 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SG3 Management, LLC | 1630888 | STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 400 | 5000 | SH | Call | SOLE | 5000 | 0 | 0 | May 17th, 2022 01:57AM | May 17th, 2022 01:57AM | STAAR Surgical | Health Care | Health Care Equipment & Services |