| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001012975-18-001216 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | A.R.T. Advisors, LLC | 1315281 | TONIX PHARMACEUTICALS HLDG C | COM | 890260409 | 29 | 49384 | SH | SOLE | 49384 | 0 | 0 | Dec 8th, 2021 01:16PM | Dec 8th, 2021 01:16PM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001730322-18-000004 | Sep 30th, 2018 12:00AM | Nov 9th, 2018 12:00AM | Nov 9th, 2018 12:00AM | TRUSTCORE FINANCIAL SERVICES, LLC | 1730322 | TONIX PHARMACEUTICALS HLDG C | COM | 890260409 | 0 | 50 | SH | SOLE | 50 | 0 | 0 | Dec 8th, 2021 12:21PM | Dec 8th, 2021 12:21PM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001567619-18-004760 | Sep 30th, 2018 12:00AM | Oct 30th, 2018 12:00AM | Oct 30th, 2018 12:00AM | ACADIAN ASSET MANAGEMENT LLC | 916542 | TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260409 | 4 | 6936 | SH | DFND | 1 | 6936 | 0 | 0 | Dec 8th, 2021 08:22AM | Dec 8th, 2021 08:22AM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001481986-18-000005 | Jun 30th, 2018 12:00AM | Aug 14th, 2018 12:00AM | Aug 14th, 2018 12:00AM | DRW Securities, LLC | 1481986 | TONIX PHARMACEUTICALS HLDG C | COM | 890260409 | 89 | 20000 | SH | OTR | 1 | 0 | 0 | 0 | Dec 8th, 2021 12:43AM | Dec 8th, 2021 12:43AM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001144204-18-044607 | Jun 30th, 2018 12:00AM | Aug 14th, 2018 12:00AM | Aug 14th, 2018 12:00AM | BAKER BROS. ADVISORS LP | 1263508 | Tonix Pharmaceuticals Holdings Corp. | COM | 890260409 | 3113 | 699500 | SH | SOLE | 699500 | 0 | 0 | Dec 8th, 2021 12:38AM | Dec 8th, 2021 12:38AM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001580642-18-003852 | Jun 30th, 2018 12:00AM | Aug 13th, 2018 12:00AM | Aug 13th, 2018 12:00AM | Winch Advisory Services, LLC | 1585822 | TONIX PHARMACEUTICALS HLDG COR COM | COM | 890260409 | 1 | 300 | SH | SOLE | 0 | 0 | 300 | Dec 8th, 2021 12:06AM | Dec 8th, 2021 12:06AM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001730322-18-000003 | Jun 30th, 2018 12:00AM | Jul 30th, 2018 12:00AM | Jul 30th, 2018 12:00AM | TRUSTCORE FINANCIAL SERVICES, LLC | 1730322 | TONIX PHARMACEUTICALS HLDG C | COM | 890260409 | 0 | 50 | SH | SOLE | 50 | 0 | 0 | Dec 7th, 2021 07:06PM | Dec 7th, 2021 07:06PM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001144204-18-028818 | Mar 31st, 2018 12:00AM | May 15th, 2018 12:00AM | May 15th, 2018 12:00AM | BAKER BROS. ADVISORS LP | 1263508 | Tonix Pharmaceuticals Holdings Corp. | COM | 890260409 | 2098 | 699500 | SH | SOLE | 699500 | 0 | 0 | Dec 7th, 2021 09:22AM | Dec 7th, 2021 09:22AM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001481986-18-000004 | Mar 31st, 2018 12:00AM | May 14th, 2018 12:00AM | May 14th, 2018 12:00AM | DRW Securities, LLC | 1481986 | TONIX PHARMACEUTICALS HLDG C | COM | 890260409 | 60 | 20000 | SH | OTR | 1 | 0 | 0 | 0 | Dec 7th, 2021 08:54AM | Dec 7th, 2021 08:54AM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:tnxp | nasdaq:tnxp Shareholders | 13F-HR | 0001730322-18-000002 | Mar 31st, 2018 12:00AM | May 4th, 2018 12:00AM | May 4th, 2018 12:00AM | TRUSTCORE FINANCIAL SERVICES, LLC | 1730322 | TONIX PHARMACEUTICALS HLDG C | COM | 890260409 | 0 | 50 | SH | SOLE | 50 | 0 | 0 | Dec 7th, 2021 06:40AM | Dec 7th, 2021 06:40AM | Tonix Pharmaceuticals | Health Care | Pharmaceuticals & Biotechnology |