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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Dec 14th, 2022 12:00AM
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Deputy Chief Compliance Officer, Broker/Dealer
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Open
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105 Virtus Partners, Inc.
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Hartford
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USA
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Nov 14th, 2022 12:00AM
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<p style="text-align:left">Our employees are our most valuable asset.</p><p style="text-align:inherit"></p><p style="text-align:inherit"></p><h2><u>Job Description</u></h2><p style="text-align:inherit"></p><p style="text-align:inherit"></p><p><b>About the Team </b></p><p>Legal and Compliance provides decision support to facilitate the operations of the business and minimize company risk and exposure.</p><ul><li>Legal includes a team focused on managing the overall legal affairs of the company, including corporate governance, SEC filings, regulatory matters, ligation, M&A and support for special projects, as well as an investment advisory team that provides legal support for investment products, manages governance affairs for the fund complex and fund boards, and supports fund and strategic initiatives.</li><li>Compliance supports and encourages an environment of high ethical standards and integrity throughout the company, with distinct teams focused on Broker-Dealer and Transfer Agent, Investment Adviser, and Fund compliance.</li></ul><p></p><p><b>Job Purpose</b></p><p>The Deputy Chief Compliance Officer, Broker-Dealer is primarily responsible for: managing the workflow of the limited-purpose broker-dealer compliance staff, ensuring that sales material is reviewed and approved appropriately and timely; staff training; answering staff and submitter questions on sales material; ensuring that email review is completed; providing guidance and assistance with FINRA and MSRB registrations and filings; serving as a back-up to the Chief Compliance Officer for Anti-Money Laundering functions; assisting with regulatory exams, audits, production of responses to regulatory inquiries; and support of the transfer agent operations.</p><p></p><p><b>Duties and Responsibilities</b></p><ul><li>Manage Compliance Ad Review function.</li><li>Oversee ad review staff and workflow to ensure all work, internal and outsourced, is processed accurately and timely by staff and manage.</li><li>Manage FINRA filings and commentary.</li><li>Oversee ad review software system, including implementation of new rules, training and weekly and monthly reporting.</li><li>Oversee the investment overviews, key features, and risks in the Product Attributes and Disclosure Database (PADD) so that each are up to date, correct, and in agreement with evolving prospectus language.</li><li>Maintain a close relationship with Marketing on planning, upcoming needs, and solving problems.</li><li>Serve as lead contact for production of review material for regulatory exams/litigation.</li><li>Manage email and social media review function.</li><li>Oversee review function to ensure timely review of email, Teams chats, and social media.</li><li>Monitor reports ensuring that email and social media is being properly archived.</li><li>Work with IT or Digital Marketing as needed when archiving issues arise.</li><li>Assist with ongoing broker-dealer requirements.</li><li>Management of broker-dealer compliance staff.</li><li>Help ensure policies and procedures are up to date.</li><li>Help ensure preparedness for compliance with new regulations.</li><li>Assist the broker-dealer CCO in the Anti-Money Laundering (AML) function, including policy review and updates, review of potential fraud items and operational issues, monitoring of the FinCEN 314(a) process, review of custodian/transfer agent AML reports, and production of information for the annual AML audit.</li><li>Conduct the annual needs analysis for the broker-dealer Firm Element Continuing Education program and oversee through completion.</li><li>Assist the CCO in the development and completion of the annual broker-dealer Compliance meeting.</li><li>Oversee completion of Securities Questionnaires and Form U4 review by all registered representatives.</li><li>Assist CCO in the annual compliance review and creation of the annual CEO Compliance report.</li><li>Update the Red Flag/Identify Theft prevention program annually.</li><li>Assist the CCO with 529 Plan/MSRB requirements, including quarterly review and reporting of political contributions, filing of Plan Disclosure Statement supplements, and associated filings.</li><li>Assist the CCO with other corporate compliance projects and initiatives as directed.</li></ul><p></p><p><b>Qualifications</b></p><ul><li>Bachelor’s degree or the equivalent combination of education and experience is required.</li><li>10-15 years of compliance experience in the broker-dealer and mutual fund business.</li><li>Team Leader or Management experience preferred. The position will have three direct reports.</li><li>FINRA Series 7 (General Securities Representative) and Series 24 (General Securities Principal) is required. Series 14 (Compliance Officer Exam) is recommended.</li><li>Knowledge and experience with various types of investment products and investment platforms. Possess an understanding of equity, fixed income, and other asset classes.</li><li>Thorough knowledge of FINRA rules, FINRA’s Communications with the Public and Non-Cash Compensation rules. Knowledge of SEC rules, regulations, and interpretations regarding investment company and investment adviser sales material.</li><li>Working knowledge of GIPS compliance requirements is preferred.</li><li>Self-starter with the ability to manage challenging workflow in fast paced, dynamic organization; ability to prioritize and perform multiple tasks and deal with interruptions while working within strict deadlines.</li><li>Excellent oral and written communications skills; must be able to write effectively, and present analysis and conclusions in a persuasive manner.</li><li>Proficient in MS Office (Outlook, Word, Excel, PowerPoint) and able to develop proficiency in Virtus systems and vendor applications as required to perform the duties of this position.</li><li>Occasional travel to corporate and affiliate offices necessary. Less than 25%.</li></ul><p></p><h3>#LI-BS1</h3><p>#LI-REMOTE</p>
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Dec 14th, 2022 09:16AM
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Dec 14th, 2022 09:16AM
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Virtus
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Financials
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Financial Services
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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Dec 14th, 2022 12:00AM
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Senior Accounting Analyst – Revenue
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Open
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105 Virtus Partners, Inc.
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Atlanta
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USA
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Nov 14th, 2022 12:00AM
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<p style="text-align:left">Our employees are our most valuable asset.</p><p style="text-align:inherit"></p><p style="text-align:inherit"></p><h2><u>Job Description</u></h2><p style="text-align:inherit"></p><p style="text-align:inherit"></p><p>The Senior Accounting Analyst- Revenue will be responsible for performing monthly close activities (journal entries, account reconciliations, variance analysis) for revenue related balance sheet and income statement accounts. Position will also be responsible for various other activities such as client billings, cash collection and entries, and tax apportionment support for multiple Virtus affiliates.</p><p></p><p><b><span>Primary Job Responsibilities </span></b></p><ul><li><span>Process revenue related activity for multiple affiliates on a monthly and quarterly basis for institutional, pooled, and dual-contract clients using RevPort application for affiliates, as assigned</span></li><li>Reconcile assigned revenue related general ledger accounts on a monthly basis</li><li>Perform variance analysis for assigned revenue accounts and related balance sheet accounts</li><li><span>Oversee integration and oversight of investment operations systems with Virtus revenue accounting systems</span></li><li>Reconcile cash collection activity for affiliates</li></ul><p></p><p><b>Specific Qualifications:</b></p><ul><li>Bachelor’s degree in Accounting</li><li>5+ years of financial accounting experience, including strong G/L and corporate accounting experience</li><li>Experience with mutual fund revenue accounting and/or investment advisory revenue accounting</li><li>Strong Microsoft Office, specifically Microsoft Excel skills</li><li>Experience with Workday general ledger system and/or RevPort billing application a plus</li><li>Strong organizational, problem-solving and analytical skills</li><li>Ability to manage priorities and workflow independently</li><li>Occasional travel to home office or affiliate office may be required</li><li>Versatility, flexibility and a willingness to work within constantly changing priorities with enthusiasm.</li><li>Ability to work with all levels of management with poise and professionalism</li></ul><p></p><p></p><p>#LI-BS1</p>
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Dec 14th, 2022 09:16AM
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Dec 14th, 2022 09:16AM
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Virtus
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Financials
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Financial Services
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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Dec 14th, 2022 12:00AM
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Director, Portfolio Administration
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Open
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150 Virtus Shared Services LLC
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Park Ridge
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USA
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Nov 14th, 2022 12:00AM
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<p style="text-align:left">Our employees are our most valuable asset.</p><p style="text-align:inherit"></p><p style="text-align:inherit"></p><h2><u>Job Description</u></h2><p style="text-align:inherit"></p><p style="text-align:inherit"></p><p><b>ABOUT THE TEAM:</b></p><p>Investment Operations provides centralized services that enhance quality, maximize economics, reduce risk, and eliminate redundancy to support affiliate business and enable future growth. The team uses a hybrid approach with shared services and systems and, when appropriate, best-in-class vendors to maintain the highest level of service in the most efficient manner.</p><ul><li>Trading Operations supports portfolio management teams on equity and fixed-income trading systems;</li><li>Investment Operations and Accounting supports internal and external daily, monthly, and quarterly reporting and account-level performance and valuation;</li><li>Administration maintains controls and oversight of external investment operations service providers, provides project management for firm-wide investment operations initiatives, and provides business analysis to support existing and future business requirements.</li></ul><p></p><p><b>JOB SUMMARY:</b></p><p>The Director, Portfolio Administration is responsible for providing portfolio administration support to the investment managers in the Virtus shared service model. This includes, but is not limited to, portfolio accounting and daily / monthly cash, position, and market value reconciliation. This role will also be responsible for the oversight of operational procedures and the management of a team of Portfolio Administration analysts for the centralized function in Virtus Shared Services. </p><p></p><p><b>ESSENTIAL DUTIES & RESPONSIBILITIES:</b></p><p></p><p><b>Portfolio Administration Team Oversight:</b></p><ul><li>Manage portfolio administration team members to ensure all proper processes and procedures are being followed</li><li>Assist team members with complex issue resolution</li><li>Provide training, coaching, and development of new and existing portfolio administration team members</li><li>Work closely with other team leaders in Investment Operations and other internal business areas to ensure that the firm is meeting all necessary deliverables</li></ul><p></p><p><b>Portfolio Administration:</b></p><ul><li>Perform daily and monthly client account transaction, cash, positions, and market value reconciliations with counterparties, agent banks, and custodians</li><li>Ensure accuracy of all records booked by the Investment Managers and the Custodians/Fund Administrators</li><li>Ensure all prior month adjustments have been reflected properly</li><li>Complete client required month-end reconciliations in a timely manner to meet deadlines</li><li>Take ownership of ad-hoc operational requests from across the organization</li></ul><p></p><p><b>Business Analysis and Process Improvement:</b></p><ul><li>Identify solutions for business processes</li><li>Recommend enhancements to procedures and project workflow to provide efficiencies</li><li>Evaluate business processes and make recommendations for improvement</li><li>Continue to keep up to date on industry standards/requirements and incorporate when appropriate</li><li>Collaborate with teammates and colleagues to streamline processes and create efficiencies where applicable</li><li>Work with technology team to monitor and improve existing processes</li><li>Participate and complete tasks in various investment operations projects</li></ul><p></p><p><b>Front Office and other Business Area Support:</b></p><ul><li>Field adhoc requests and questions to provide additional support as needed</li></ul><p></p><p><b>SPECIFIC QUALIFICATIONS:</b></p><ul><li>Bachelor’s degree with 8-10 years of related experience at an Asset Manager, Custodian Bank or Hedge Fund</li><li>Experience in reconciliation processes for fixed income and derivative securities, including bonds, bank loans, credit default swaps, futures, options, OTC derivatives, centrally cleared derivatives, TBA’s, and reverse repos</li><li>Bloomberg and Bloomberg AIM experience a plus</li><li>Experience with Markit Wall Street Office a plus</li><li>Proficiency with Excel and vLookups</li><li>Highly motivated with strong interpersonal skills</li><li>Exceptional attention to detail and proficient documentation skills</li><li>Experience in a multi-boutique or large investment management organization is a plus</li><li>Ability to work independently or in a team</li><li>Works well under pressure and is comfortable with change and complexity</li><li>Demonstrated ability in being flexible and working with stakeholders and colleagues at all experience levels</li><li>Strong verbal and written communication and comprehension skills</li><li>Ability to handle multiple competing deadlines and tasks required</li></ul><p></p><p></p><p>#LI-BS1</p>
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Dec 14th, 2022 09:16AM
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Dec 14th, 2022 09:16AM
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Virtus
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Financials
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Financial Services
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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Dec 14th, 2022 12:00AM
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Senior Analyst, Portfolio Administration
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Open
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150 Virtus Shared Services LLC
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Atlanta
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USA
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Nov 14th, 2022 12:00AM
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<p style="text-align:left">Our employees are our most valuable asset.</p><p style="text-align:inherit"></p><p style="text-align:inherit"></p><h2><u>Job Description</u></h2><p style="text-align:inherit"></p><p style="text-align:inherit"></p><p><b>About the Team</b></p><p>Investment Operations provides centralized services that enhance quality, maximize economics, reduce risk, and eliminate redundancy to support affiliate business and enable future growth. The team uses a hybrid approach with shared services and systems and, when appropriate, best-in-class vendors to maintain the highest level of service in the most efficient manner.</p><ul><li>Trading Operations supports portfolio management teams on equity and fixed-income trading systems;</li><li>Investment Operations and Accounting supports internal and external daily, monthly, and quarterly reporting and account-level performance and valuation;</li><li>Administration maintains controls and oversight of external investment operations service providers, provides project management for firm-wide investment operations initiatives, and provides business analysis to support existing and future business requirements.</li></ul><p></p><p><b>Job Purpose</b></p><p>The Senior Analyst, Portfolio Administration is responsible for performing daily and monthly cash, position, and market value reconciliations between the Equity Investment Managers utilizing the in-house accounting platform and various counterparties for the centralized Portfolio Administration function in Virtus Shared Service Investment Operations. The role also provides corporate action support, oversight of an outsourced middle office provider, support and training of other analysts on the team, and back-up Trade Operations support as necessary. </p><p></p><p><b>Primary Job Responsibilities</b></p><h3><b>Portfolio Administration</b></h3><ul><li>Perform daily and monthly client account transaction, cash, positions, and market value reconciliations with counterparties, agent banks, and custodians</li><li>Ensure accuracy of all records booked by the Investment Managers utilizing the in-house accounting platform and the Custodians/Fund Administrators</li><li>Ensure all prior month adjustments have been reflected properly</li><li>Complete client required month-end reconciliations in a timely manner to meet deadlines</li><li>Monitor and process corporate actions/income events internally and with counterparties, including event notification and response tracking</li><li>Provide oversight of outsourced middle office service provider, including reconciliation review, corporate action support, and issue resolution</li></ul><p></p><h3><b>Team Support</b></h3><ul><li>Support other team members to ensure all proper processes and procedures are being followed</li><li>Provide training of new team members</li><li>Provide back-up trade operations support including trade capture / delivery, trade confirmation, break resolution, and settlements</li></ul><p></p><h3><b>Business Analysis and Process Improvement</b></h3><ul><li>Identify solutions for business processes</li><li>Recommend enhancements to procedures and project workflow to provide efficiencies</li><li>Evaluate business processes and make recommendations for improvement</li><li>Continue to keep up to date on industry standards/requirements and incorporate when appropriate</li><li>Collaborate with teammates and colleagues to streamline processes and create efficiencies where applicable</li><li>Work with technology team to monitor and improve existing processes</li><li>Participate and complete tasks in various investment operations projects</li></ul><p></p><h3><b>Front Office and other Business Area Support</b></h3><ul><li>Field adhoc requests and questions to provide additional support as needed</li></ul><p></p><p><b>Specific Qualifications:</b></p><ul><li>Bachelor’s degree with at least 6 years of related experience at an Asset Manager, Custodian Bank or Hedge Fund</li><li>Experience in middle office processes (reconciliation, corporate actions, and settlement) for US and non-US equities, listed and OTC options, mutual funds, futures, and FX</li><li>Bloomberg and Bloomberg AIM experience a plus</li><li>Proficiency with Excel and vLookups</li><li>Highly motivated with strong interpersonal skills</li><li>Exceptional attention to detail and proficient documentation skills</li><li>Experience in a multi-boutique or large investment management organization is a plus</li><li>Ability to work independently or in a team</li><li>Works well under pressure and is comfortable with change and complexity</li><li>Demonstrated ability in being flexible and working with stakeholders and colleagues at all experience levels</li><li>Strong verbal and written communication and comprehension skills</li><li>Ability to handle multiple competing deadlines and tasks required</li></ul><p></p><p>#LI-BS1</p>
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Dec 14th, 2022 09:16AM
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Dec 14th, 2022 09:16AM
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Virtus
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Financials
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Financial Services
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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Dec 14th, 2022 12:00AM
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Client Service Associate
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Open
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160 Virtus Fund Services, LLC
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Greenfield
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USA
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Nov 14th, 2022 12:00AM
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<p style="text-align:left">Our employees are our most valuable asset.</p><p style="text-align:inherit"></p><p style="text-align:inherit"></p><h2><u>Job Description</u></h2><p style="text-align:inherit"></p><p style="text-align:inherit"></p><p>Primary Job Responsibilities</p><ul><li>Provides accurate, time-sensitive, and cost-effective services to our mutual fund and stock customers through telephone or written inquiries that enhance customer value and contribute to the overall success of our business.</li><li>Works closely with outsourced service providers (BNY Mellon, Computershare, Others) to ensure adherence to high quality and quantity standards. Researched and provides information on operational processes as required and ensures service providers’ policies and procedures are being followed. Has a general understanding of the various workflow and administrative systems.</li><li>Responsible for drafting policies and testing procedures to adhere to industry and compliance standards. Works closely with MFS management to ensure compliance and operational processes are developed and functional and that they satisfy new or changing corporate policies, SEC, FINRA, or other applicable industry or regulatory regulations.</li><li>Responsible for ongoing research of the mutual fund industry to keep current with industry standards, laws, and regulations.</li><li>Actively and professionally participates, leads, or facilitates meetings, training, or other events.</li></ul><p></p><p>Specific Qualifications:</p><ul><li>FINRA Series 6 required (within 6 months of higher)</li><li>Effective interpersonal and communication skills (oral / written) with demonstrated ability to collaborate with and positively influence diverse audiences both inside/outside the company and at all levels of the organization.</li><li>Ability to independently multi-task and rapidly change focus as business needs dictate while effectively working with others in a team setting.</li></ul>
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Dec 14th, 2022 09:16AM
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Dec 14th, 2022 09:16AM
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Virtus
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Financials
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Financial Services
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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Dec 14th, 2022 12:00AM
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Regional Sales Consultant
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Open
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250 VP Distributors, LLC
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Hartford
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USA
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Nov 14th, 2022 12:00AM
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<p style="text-align:left">Our employees are our most valuable asset.</p><p style="text-align:inherit"></p><p style="text-align:inherit"></p><h2><u>Job Description</u></h2><p style="text-align:inherit"></p><p style="text-align:inherit"></p><p>Based in Hartford, CT, Atlanta, GA, or NYC, this function is responsible for gathering and utilizing marketing intelligence in a territory within a distribution channel. Together with the external wholesaler, the Regional Sales Consultant is responsible for developing and maintaining existing relationships as well as identifying and acquiring new business within their territory.</p><p></p><p><b>RESPONSIBILITIES</b></p><ul><li>Make proactive marketing calls within the territory focusing on all levels of sales (acquisition, development, and retention).</li><li>Develop and maintain relationships with existing financial advisors in order to sell Virtus products and identify new sales opportunities.</li><li>Work as a partner with the external wholesaler in order to formulate and implement a business plan sales strategy.</li><li>Convey sales ideas, and accurate product information and gather marketing data in discussions with targeted financial advisors.</li><li>Document information in the CRM system from conversations with financial advisors pertinent to business and relationship development to be referenced in follow-up calls.</li><li>Creates daily Sales Plan, making sound business decisions in terms of prioritizing and managing workload.</li><li>Support strategic marketing initiatives on corporate and department level.</li><li>Develop and maintain business relationships with internal Virtus resources.</li><li>Deliver effective presentations promoting Virtus’ products, services, and competitive advantages: presentations given to internal audiences.</li><li>Develop and enhance industry and product knowledge in order to effectively communicate and build credibility with financial advisors.</li><li>Assist with any projects or events implemented in support of Virtus’ marketing vision</li><li>Ensure completion of administrative tasks, including but not limited to mailing; documentation, etc.</li></ul><p></p><p><b>QUALIFICATIONS</b></p><ul><li>Bachelor’s degree with 3-6 years of related experience</li><li>FINRA Series 7 and (66 or 63 and 65)</li><li>Ability to solve moderately complex problems</li><li>Ability to provide clarity for others to accept new ideas or change concepts.</li><li>Ability to work in a fast-paced environment with strict and demand deadlines and priorities that are subject to change</li><li>Proficiency in MS Outlook and SalesPage</li><li><span>Outstanding written and verbal communication skills, superior sales skills, and an excellent client service aptitude and attitude.</span></li></ul>
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Dec 14th, 2022 09:16AM
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Dec 14th, 2022 09:16AM
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Virtus
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Financials
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Financial Services
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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Dec 14th, 2022 12:00AM
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Senior Regional Director, IBD Channel (Northern California & Nevada)
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Open
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250 VP Distributors, LLC
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Remote
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USA
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Nov 14th, 2022 12:00AM
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<p style="text-align:left">Our employees are our most valuable asset.</p><p style="text-align:inherit"></p><p style="text-align:inherit"></p><h2><u>Job Description</u></h2><p style="text-align:inherit"></p><p style="text-align:inherit"></p><p>Virtus Investment Partners is seeking a Senior Regional Director who will be responsible for representing Virtus Investment Partners’ full complement of investment vehicles including mutual funds, and separately managed accounts to a targeted group of Registered Investment Advisors. The wholesaler engages advisors in several relationship-building activities. These activities include: providing technical information on the products they represent and demonstrating a strong knowledge of the competitive landscape, financial markets, and industry-related topics. The wholesaler also acts as a consultant in the areas of practice management and portfolio construction. This senior role will primarily be focused on the coverage of registered investment advisors (RIAs) and forging new relationships and strengthening existing ones. Management may assign or reassign duties and responsibilities to this job at any time due to reasonable accommodation or other reasons.</p><p></p><p><span>The specific territory for this role includes Northern California and Nevada. The ideal candidate will be remotely based in the San Francisco Bay area.</span></p><p></p><p><b>Duties and Responsibilities</b></p><ul><li>Represent Virtus as a subject matter expert demonstrating an in-depth knowledge of mutual funds, and separately managed accounts including detailed knowledge of underlying investment strategies, the rationale for product positioning, drivers of performance, and relevant market background.</li><li>Identify and develop new business opportunities/relationships for Virtus’ efforts in the RIA marketplace.</li><li>Work closely with Virtus senior sales management to design and implement short- and long-term sales strategy and associated objectives.</li><li>Coordinate with business intelligence team to analyze sales trends, identify asset-gathering opportunities, construct competitive analysis, etc.</li><li>Conduct regular product training presentations to internal and external sales teams and travel to industry events and national sales meetings.</li><li>This role of Senior Regional Director will be expected to travel extensively and may work remotely as needed around the country.</li></ul><p></p><p><b>Qualifications</b></p><ul><li>Bachelor’s degree; MBA and/or CFA, CAIA, CIMA, CFP designations desirable</li><li>10+ years of experience in the financial services/investment management industry</li><li>5+ years of external sales experience within the RIA Marketplace</li><li>Existing relationships among RIAs within the desired Territory</li><li>Strong understanding of investment research, and portfolio analytics, along with a consultative and client-centric sales approach</li><li>Strong oral and written communication skills, with the ability to articulate the investment approach and strategy essential</li><li>FINRA Series 7 & 63 required</li><li>Ability to travel up to 85% of the time</li></ul>
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Dec 14th, 2022 09:16AM
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Dec 14th, 2022 09:16AM
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Virtus
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Financials
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Financial Services
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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Dec 14th, 2022 12:00AM
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Jr. Research Analyst-Infrastructure/Utilities
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Open
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310 Duff & Phelps Investment Management Co.
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Chicago
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USA
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Nov 14th, 2022 12:00AM
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<p>The Duff & Phelps team brings together a rare mix of skill, experience, education and credentials in a collegial, collaborative environment.</p><p></p><h2><u>Job Description</u></h2><p></p><p></p><p><b>DUTIES AND RESPONSIBILITIES: (List in order of importance; include any supervisory or management responsibilities)</b></p><ul><li>Assists in creating and maintaining complex financial models incorporating analytical insight from our top-down and bottom-up investment research process, including discounted cash flow analysis and relative valuations.</li><li>Conducts necessary sector and individual security research, including ESG scorecard analysis.</li><li>Assists with routine and ongoing administrative tasks for the team.</li><li>Assists with marketing and prospective client due diligence as needed.</li><li>Helps support the generation of board materials.</li><li>Collaborates with fellow team members to achieve objectives with project timelines.</li><li>Actively communicates with senior portfolio manager and other members of Infrastructure team.</li><li>Performs other duties as required by the EMD or other senior management.</li></ul><p></p><p><b>This job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities required for the position. Other duties may be assigned from time to time by management. </b></p><p></p><p><b>MINIMUM QUALIFICATIONS: (education, experience, certifications, licenses and skills required)</b></p><ul><li>BA/BS degree and 1-3 years of investment experience or an equivalent combination of education and experience.</li><li>Previous work experience in infrastructure, utilities, or alternative energy sector a plus.</li><li>Pursuit of the CFA designation a plus.</li><li>Foreign language proficiency/fluency, cultural knowledge and travel experience a plus.</li><li>Excellent PC skills with proficiency using MS software and internet research capabilities.</li><li>Good communication (verbal and written), interpersonal and presentation skills.</li><li>Detail-oriented with the ability to manage multiple projects simultaneously, establish priorities, work independently, handle interruptions and proceed with objectives without supervision.</li><li>Excellent time management skills, with the ability to make timely decisions in a fast-paced dynamic environment, sometimes with incomplete information.</li></ul><p></p><p><b>PHYSICAL REQUIREMENTS:</b></p><ul><li>Ability to work flexible hours, travel globally, attend conferences, and meet with company management.</li><li>Willingness to work in a hybrid work environment <i>(i.e., combination of in-office and remote work).</i></li><li>Sit for prolonged periods.</li><li>Ability to operate a computer and perform repetitive motion activities.</li><li>Ability to lift 25 pounds.</li></ul>
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Dec 14th, 2022 09:16AM
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Dec 14th, 2022 09:16AM
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Virtus
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Financials
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Financial Services
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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Nov 6th, 2022 12:00AM
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Senior Compliance Analyst. Employee Ethics and Conduct
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Open
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105 Virtus Partners, Inc.
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Hartford
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USA
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Oct 7th, 2022 12:00AM
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<p style="text-align:left">Our employees are our most valuable asset.</p><p style="text-align:inherit"></p><p style="text-align:inherit"></p><h2><u>Job Description</u></h2><p style="text-align:inherit"></p><p style="text-align:inherit"></p><p>Primary responsibility of monitoring compliance with the firm’s Code of Ethics for personal trading and related employee governance. Supports and advances the overall design, implementation, and ongoing monitoring of protocols in place to address the compliance requirements for Virtus enterprise-wide Code of Ethics administration and other compliance administrative activities. May be called upon to assist in the monitoring of protocols/systems used to monitor compliance with portfolio guidelines/limits or other compliance projects. Other responsibilities are available as part of the corporate compliance team.</p><p></p><p>This role may be remote or alternatively, sit in Chicago, Atlanta, or New York City with ad hoc travel to Hartford, CT.</p><p></p><p><b><span>Job Responsibilities</span></b></p><ul><li><span>Interprets, provides advice; and administers and monitors the firm’s Code of Ethics for personal trading and related policies addressing employee conduct.</span></li><li><span>Ensures on a continuing basis that COE requirements, dependent feeds, and databases are properly coded in the compliance monitoring systems.<span> </span>Ensures accuracy of reports</span></li><li><span>Identifies violations of compliance rules, and policies.</span></li><li><span>Review and analyze trading reports to identify exceptions, warnings or patterns</span></li><li><span>Provides ongoing training to employees related to the Code of Ethics.</span></li><li>Supports compliance project teams to complete project tasks on time and in a timely manner.</li></ul><p></p><p><b>Specific Qualifications:</b></p><ul><li>Bachelor’s degree, preferably with a business focus, accounting/finance. MBA and/or FINRA Series 7/24 a plus.</li><li>Minimum of 3-5 years of progressive experience at investment advisory firms. </li><li>Understanding of compliance (fund, adviser and broker-dealer), all investment products, internal control structures, Investment Advisers Act of 1940 and Investment Company Act of 1940. </li><li>Experience with Code of Ethics or similar administration.</li><li>Experience in portfolio guidelines systems (CRD, Bloomberg, BNY DRAS, etc.).</li><li>Intermediate knowledge of Excel, Word and managing large amounts of numeric data.</li><li>Strong analytical, problem solving and communications skills.</li><li>Ability to prioritize multiple tasks and work under pressure while maintaining attention to detail.</li><li>Regular and reliable attendance, able to work overtime as necessary to keep current with work.</li><li>This role requires visibility to and ongoing understanding of the entire Virtus enterprise including affiliate and unaffiliated subadvisers and service providers. Collaborates with fellow team members to achieve objectives within the project timeline.</li></ul>
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Nov 6th, 2022 01:59PM
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Nov 6th, 2022 01:59PM
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Virtus
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Financials
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Financial Services
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nasdaq:vrts
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virtus.wd5.myworkdayjobs.com
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virtus.wd5.myworkdayjobs.com
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Nov 6th, 2022 12:00AM
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Senior Accounting Analyst – Revenue
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Open
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105 Virtus Partners, Inc.
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Atlanta
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USA
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Oct 7th, 2022 12:00AM
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<p style="text-align:left">Our employees are our most valuable asset.</p><p style="text-align:inherit"></p><p style="text-align:inherit"></p><h2><u>Job Description</u></h2><p style="text-align:inherit"></p><p style="text-align:inherit"></p><p>The Senior Accounting Analyst- Revenue will be responsible for performing monthly close activities (journal entries, account reconciliations, variance analysis) for revenue related balance sheet and income statement accounts. Position will also be responsible for various other activities such as client billings, cash collection and entries, and tax apportionment support for multiple Virtus affiliates.</p><p></p><p><b><span>Primary Job Responsibilities </span></b></p><ul><li><span>Process revenue related activity for multiple affiliates on a monthly and quarterly basis for institutional, pooled, and dual-contract clients using RevPort application for affiliates, as assigned</span></li><li>Reconcile assigned revenue related general ledger accounts on a monthly basis</li><li>Perform variance analysis for assigned revenue accounts and related balance sheet accounts</li><li><span>Oversee integration and oversight of investment operations systems with Virtus revenue accounting systems</span></li><li>Reconcile cash collection activity for affiliates</li></ul><p></p><p><b>Specific Qualifications:</b></p><ul><li>Bachelor’s degree in Accounting</li><li>5+ years of financial accounting experience, including strong G/L and corporate accounting experience</li><li>Experience with mutual fund revenue accounting and/or investment advisory revenue accounting</li><li>Strong Microsoft Office, specifically Microsoft Excel skills</li><li>Experience with Workday general ledger system and/or RevPort billing application a plus</li><li>Strong organizational, problem-solving and analytical skills</li><li>Ability to manage priorities and workflow independently</li><li>Occasional travel to home office or affiliate office may be required</li><li>Versatility, flexibility and a willingness to work within constantly changing priorities with enthusiasm.</li><li>Ability to work with all levels of management with poise and professionalism</li></ul><p></p><p></p><p>#LI-BS1</p>
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Nov 6th, 2022 01:59PM
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Nov 6th, 2022 01:59PM
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Virtus
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Financials
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Financial Services
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