| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | WORKHORSE GROUP INC | COM NEW | 98138J206 | 295 | 58909 | SH | DFND | 1,2,5 | 0 | 0 | 58909 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | Workhorse | |||
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR/A | 0000950123-22-006670 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | Sculptor Capital LP | 1054587 | WORKHORSE GROUP INC | COM NEW | 98138J206 | 1732 | 346300 | SH | Put | DFND | 1 | 0 | 346300 | 0 | May 21st, 2022 01:08AM | May 21st, 2022 01:08AM | Workhorse | ||
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR/A | 0000950123-22-006670 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | Sculptor Capital LP | 1054587 | WORKHORSE GROUP INC | COM NEW | 98138J206 | 1732 | 346300 | SH | DFND | 1 | 0 | 346300 | 0 | May 21st, 2022 01:08AM | May 21st, 2022 01:08AM | Workhorse | |||
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR/A | 0001062993-22-012945 | Dec 31st, 2021 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | CIM INVESTMENT MANAGEMENT INC | 1179791 | Workhorse Group, Inc | COM | 98138J206 | 111 | 25421 | SH | SOLE | 25421 | 0 | 0 | May 20th, 2022 01:06AM | May 20th, 2022 01:06AM | Workhorse | ||||
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | Workhorse Group Inc | Equity | 98138J206 | 128525 | 25705 | SH | DFND | 1 | 0 | 25705 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | Workhorse | |||
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR | 0001908938-22-000002 | Dec 31st, 2021 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Beaird Harris Wealth Management, LLC | 1908938 | WORKHORSE GROUP INC | COM NEW | 98138J206 | 1 | 268 | SH | SOLE | 0 | 0 | 268 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Workhorse | ||||
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | WORKHORSE GROUP INC | COM | 98138J206 | 971 | 194200 | SH | Put | DFND | 2 | 194200 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Workhorse | ||
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | WORKHORSE GROUP INC | COM | 98138J206 | 6310 | 1261900 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Workhorse | ||
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | WORKHORSE GROUP INC | COM NEW | 98138J206 | 253 | 50612 | SH | DFND | 1 | 50612 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | Workhorse | |||
| nasdaq:wkhs | nasdaq:wkhs Shareholders | 13F-HR | 0001437749-22-012764 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Global Wealth Management Investment Advisory, Inc. | 1767855 | WORKHORSE GROUP INC | COM NEW | 98138J206 | 0 | 9 | SH | SOLE | NONE | 0 | 0 | 9 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | Workhorse |