| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | XOMA Corp | Equity | 98419J206 | 37689 | 1347 | SH | DFND | 1 | 0 | 1347 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | XOMA | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR | 0001823608-22-000095 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Amalgamated Financial Corp. | 1823608 | XOMA CORP | COM | 98419J206 | 21 | 745 | SH | SOLE | 745 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | XOMA | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | XOMA CORP DEL | COM NEW | 98419J206 | 10 | 370 | SH | SOLE | 370 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | XOMA | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | XOMA CORP DEL | COM NEW | 98419J206 | 22 | 780 | SH | DFND | 3 | 780 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | XOMA | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | XOMA CORP DEL | COM NEW | 98419J206 | 12 | 445 | SH | DFND | 03 | 0 | 445 | 0 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | XOMA | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | XOMA CORP DEL | COM NEW | 98419J206 | 53 | 1885 | SH | DFND | 01 | 1440 | 445 | 0 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | XOMA | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR | 0001567619-22-010659 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Stonepine Capital Management, LLC | 1440771 | XOMA CORP | COM NEW | 98419J206 | 1030 | 36803 | SH | SOLE | 36803 | 0 | 0 | May 17th, 2022 01:53AM | May 17th, 2022 01:53AM | XOMA | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR | 0001493152-22-013764 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Opaleye Management Inc. | 1595855 | XOMA CORP DEL | COM NEW | 98419J206 | 7583 | 271000 | SH | SOLE | 271000 | 0 | 0 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | XOMA | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR | 0001172661-22-001430 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | FIRST MANHATTAN CO | 728083 | XOMA CORP DEL | COM NEW | 98419J206 | 279 | 10000 | SH | SOLE | 2500 | 0 | 7500 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | XOMA | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:xoma | nasdaq:xoma Shareholders | 13F-HR | 0001081019-22-000006 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1081019 | XOMA CORP | COMMON STOCK | 98419J206 | 73 | 2604 | SH | SOLE | 2604 | 0 | 0 | May 17th, 2022 01:43AM | May 17th, 2022 01:43AM | XOMA | Health Care | Pharmaceuticals & Biotechnology |