| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:au | nyse:au Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 | 1150 | 48543 | SH | DFND | 1,2,4,5 | 0 | 0 | 48543 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | AngloGold Ashanti | Basic Materials | Mining | |
| nyse:au | nyse:au Shareholders | 13F-HR | 0001567619-22-011132 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | NOMURA HOLDINGS INC | 1163653 | ANGLOGOLD ASHANTI LTD | CMN | 035128206 | 4191 | 175000 | SH | SOLE | 4 | 175000 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | AngloGold Ashanti | Basic Materials | Mining | |
| nyse:au | nyse:au Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | AngloGold Ashanti Ltd | Equity | 035128206 | 2214138 | 93463 | SH | DFND | 1 | 0 | 93463 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | AngloGold Ashanti | Basic Materials | Mining | |
| nyse:au | nyse:au Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | ANGLOGOLD ASHANTI LIMITED | COM | 035128206 | 12366 | 522000 | SH | Put | DFND | 2 | 522000 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | AngloGold Ashanti | Basic Materials | Mining |
| nyse:au | nyse:au Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | ANGLOGOLD ASHANTI LIMITED | COM | 035128206 | 11497 | 485300 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | AngloGold Ashanti | Basic Materials | Mining |
| nyse:au | nyse:au Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 | 1471 | 62095 | SH | DFND | 2 | 62095 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | AngloGold Ashanti | Basic Materials | Mining | |
| nyse:au | nyse:au Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 | 22136 | 934400 | SH | DFND | 1 | 934400 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | AngloGold Ashanti | Basic Materials | Mining | |
| nyse:au | nyse:au Shareholders | 13F-HR | 0001533964-22-000006 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Virtu Financial LLC | 1533964 | ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 | 223 | 9411 | SH | DFND | 5 | 9411 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | AngloGold Ashanti | Basic Materials | Mining | |
| nyse:au | nyse:au Shareholders | 13F-HR | 0001780570-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Ethic Inc. | 1780570 | ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 | 1268 | 53531 | SH | SOLE | 0 | 38611 | 0 | 14920 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | AngloGold Ashanti | Basic Materials | Mining | |
| nyse:au | nyse:au Shareholders | 13F-HR | 0001765924-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Susquehanna International Group Ltd. | 1765924 | ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 | 367 | 15477 | SH | DFND | 15477 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | AngloGold Ashanti | Basic Materials | Mining |