| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001283072-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GUGGENHEIM CAPITAL LLC | 1283072 | AMER STATES WTR CO | COM | 029899101 | 503 | 5653 | SH | DFND | 2 | 0 | 5653 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | American States Water | Utilities | Gas, Water & Multi-utilities | |
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001283072-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GUGGENHEIM CAPITAL LLC | 1283072 | AMER STATES WTR CO | COM | 029899101 | 37 | 421 | SH | DFND | 5,3 | 0 | 421 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | American States Water | Utilities | Gas, Water & Multi-utilities | |
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001275218-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ALGERT GLOBAL LLC | 1275218 | AMER STATES WTR CO | COM | 029899101 | 2038 | 22898 | SH | SOLE | 0 | 22898 | 0 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | American States Water | Utilities | Gas, Water & Multi-utilities | |
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001172661-22-001450 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Holocene Advisors, LP | 1700574 | AMER STATES WTR CO | COM | 029899101 | 1522 | 17101 | SH | SOLE | 17101 | 0 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | American States Water | Utilities | Gas, Water & Multi-utilities | ||
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001172661-22-001441 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Walleye Trading LLC | 1388391 | AMER STATES WTR CO | COM | 029899101 | 187 | 2100 | SH | Call | SOLE | 2100 | 0 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | American States Water | Utilities | Gas, Water & Multi-utilities | |
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001172661-22-001441 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Walleye Trading LLC | 1388391 | AMER STATES WTR CO | COM | 029899101 | 17 | 191 | SH | SOLE | 191 | 0 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | American States Water | Utilities | Gas, Water & Multi-utilities | ||
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001172661-22-001430 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | FIRST MANHATTAN CO | 728083 | AMER STATES WTR CO | COM | 029899101 | 102 | 1150 | SH | SOLE | 0 | 1150 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | American States Water | Utilities | Gas, Water & Multi-utilities | ||
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001172661-22-001370 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Vident Investment Advisory, LLC | 1634047 | AMER STATES WTR CO | COM | 029899101 | 849 | 9536 | SH | SOLE | 9536 | 0 | 0 | May 17th, 2022 01:46AM | May 17th, 2022 01:46AM | American States Water | Utilities | Gas, Water & Multi-utilities | ||
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001104659-22-061152 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Brinker Capital Investments, LLC | 1360533 | AMER STATES WTR CO | COM | 029899101 | 288 | 3237 | SH | SOLE | 0 | 0 | 3237 | May 17th, 2022 01:45AM | May 17th, 2022 01:45AM | American States Water | Utilities | Gas, Water & Multi-utilities | ||
| nyse:awr | nyse:awr Shareholders | 13F-HR | 0001104659-22-060883 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Virtue Capital Management, LLC | 1729985 | AMERICAN STATES WATER CO COM | COM | 029899101 | 566 | 6355 | SH | SOLE | 0 | 0 | 6355 | May 17th, 2022 01:45AM | May 17th, 2022 01:45AM | American States Water | Utilities | Gas, Water & Multi-utilities |