Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | GAIN CAP HLDGS INC | COM | 36268W100 | 338 | 51938 | SH | DFND | 51938 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | GAIN Capital | Financials | Financial Services | ||
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | GAIN CAP HLDGS INC | COM | 36268W100 | 1 | 164 | SH | DFND | 287 | 164 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | GAIN Capital | Financials | Financial Services | |
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | GAIN CAP HLDGS INC | COM | 36268W100 | 65 | 10034 | SH | DFND | 33 | 0 | 0 | 10034 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | GAIN Capital | Financials | Financial Services | |
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | GAIN CAP HLDGS INC | COM | 36268W100 | 0 | 31 | SH | DFND | 2 | 31 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | GAIN Capital | Financials | Financial Services | |
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0001172661-21-001414 | Mar 31st, 2020 12:00AM | Jun 21st, 2021 12:00AM | Jun 21st, 2021 12:00AM | CAPSTONE INVESTMENT ADVISORS, LLC | 1426196 | GAIN CAP HLDGS INC | COM | 36268W100 | 641 | 114964 | SH | SOLE | 114964 | 0 | 0 | May 4th, 2022 06:09PM | May 4th, 2022 06:09PM | GAIN Capital | Financials | Financial Services | ||
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0000898427-21-000009 | Jun 30th, 2020 12:00AM | Feb 12th, 2021 12:00AM | Feb 12th, 2021 12:00AM | AXA S.A. | 898427 | GAIN CAP HLDGS INC | COM | 36268W100 | 176 | 29300 | SH | DFND | 6,2,1 | 29300 | 0 | 0 | May 4th, 2022 06:43AM | May 4th, 2022 06:43AM | GAIN Capital | Financials | Financial Services | |
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0000898427-21-000008 | Mar 31st, 2020 12:00AM | Feb 12th, 2021 12:00AM | Feb 12th, 2021 12:00AM | AXA S.A. | 898427 | GAIN CAP HLDGS INC | COM | 36268W100 | 845 | 151400 | SH | DFND | 6,2,1 | 65100 | 0 | 86300 | May 4th, 2022 06:43AM | May 4th, 2022 06:43AM | GAIN Capital | Financials | Financial Services | |
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0000898427-21-000007 | Dec 31st, 2019 12:00AM | Feb 12th, 2021 12:00AM | Feb 12th, 2021 12:00AM | AXA S.A. | 898427 | GAIN CAP HLDGS INC | COM | 36268W100 | 638 | 161400 | SH | DFND | 6,2,1 | 66600 | 0 | 94800 | May 4th, 2022 06:43AM | May 4th, 2022 06:43AM | GAIN Capital | Financials | Financial Services | |
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0000898427-21-000006 | Sep 30th, 2019 12:00AM | Feb 12th, 2021 12:00AM | Feb 12th, 2021 12:00AM | AXA S.A. | 898427 | GAIN CAP HLDGS INC | COM | 36268W100 | 852 | 161400 | SH | DFND | 6,2,1 | 66600 | 0 | 94800 | May 4th, 2022 06:43AM | May 4th, 2022 06:43AM | GAIN Capital | Financials | Financial Services | |
nyse:gcap | nyse:gcap Shareholders | 13F-HR/A | 0000898427-21-000004 | Jun 30th, 2019 12:00AM | Feb 12th, 2021 12:00AM | Feb 12th, 2021 12:00AM | AXA S.A. | 898427 | GAIN CAP HLDGS INC | COM | 36268W100 | 676 | 163800 | SH | DFND | 6,2,1 | 69000 | 0 | 94800 | May 4th, 2022 06:43AM | May 4th, 2022 06:43AM | GAIN Capital | Financials | Financial Services |