| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:gsh | nyse:gsh Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | GUANGSHEN RY LTD | SPONSORED ADR | 40065W107 | 312 | 13486 | SH | DFND | 13486 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | Guangshen Railway | Consumer Services | Travel & Leisure | ||
| nyse:gsh | nyse:gsh Shareholders | 13F-HR | 0001742998-21-000007 | Sep 30th, 2021 12:00AM | Oct 13th, 2021 12:00AM | Oct 13th, 2021 12:00AM | FNY Investment Advisers, LLC | 1742998 | GUANGSHEN RAILWAY ADR | COM | 40065W107 | 8 | 880 | SH | SOLE | 880 | 0 | 0 | May 5th, 2022 01:58AM | May 5th, 2022 01:58AM | Guangshen Railway | Consumer Services | Travel & Leisure | ||
| nyse:gsh | nyse:gsh Shareholders | 13F-HR | 0001095449-21-000043 | Mar 31st, 2021 12:00AM | May 13th, 2021 12:00AM | May 13th, 2021 12:00AM | McCarthy Asset Management, Inc. | 1843169 | Guangshen Railway Ltd | Sponsored ADR | 40065W107 | 1 | 100 | SH | SOLE | 0 | 0 | 100 | May 4th, 2022 03:29PM | May 4th, 2022 03:29PM | Guangshen Railway | Consumer Services | Travel & Leisure | ||
| nyse:gsh | nyse:gsh Shareholders | 13F-HR | 0001742998-21-000005 | Mar 31st, 2021 12:00AM | Apr 12th, 2021 12:00AM | Apr 12th, 2021 12:00AM | FNY Investment Advisers, LLC | 1742998 | GUANGSHEN RAILWAY ADR | COM | 40065W107 | 4 | 480 | SH | SOLE | 480 | 0 | 0 | May 4th, 2022 11:44AM | May 4th, 2022 11:44AM | Guangshen Railway | Consumer Services | Travel & Leisure | ||
| nyse:gsh | nyse:gsh Shareholders | 13F-HR | 0001431146-21-000002 | Dec 31st, 2020 12:00AM | Feb 17th, 2021 12:00AM | Feb 17th, 2021 12:00AM | OLD MISSION CAPITAL, LLC | 1431146 | GUANGSHEN RAILWAY-SPONS ADR | ADR | 40065W107 | 1434 | 161163 | SH | DFND | 161163 | 0 | 0 | May 4th, 2022 07:39AM | May 4th, 2022 07:39AM | Guangshen Railway | Consumer Services | Travel & Leisure | ||
| nyse:gsh | nyse:gsh Shareholders | 13F-HR | 0000312069-21-000002 | Dec 31st, 2020 12:00AM | Feb 11th, 2021 12:00AM | Feb 11th, 2021 12:00AM | BARCLAYS PLC | 312069 | GUANGSHEN RY LTD | ADR | 40065W107 | 45 | 5045 | SH | SOLE | 99 | 5045 | 0 | 0 | May 4th, 2022 06:30AM | May 4th, 2022 06:30AM | Guangshen Railway | Consumer Services | Travel & Leisure | |
| nyse:gsh | nyse:gsh Shareholders | 13F-HR | 0001364615-21-000002 | Dec 31st, 2020 12:00AM | Feb 5th, 2021 12:00AM | Feb 5th, 2021 12:00AM | Aperio Group, LLC | 1364615 | GUANGSHEN RAILWAY LTD | SPONSORED ADR | 40065W107 | 93 | 10315 | SH | SOLE | 10315 | 0 | 0 | May 4th, 2022 05:55AM | May 4th, 2022 05:55AM | Guangshen Railway | Consumer Services | Travel & Leisure | ||
| nyse:gsh | nyse:gsh Shareholders | 13F-HR | 0001095449-21-000002 | Dec 31st, 2020 12:00AM | Feb 1st, 2021 12:00AM | Feb 1st, 2021 12:00AM | McCarthy Asset Management, Inc. | 1843169 | Guangshen Railway Ltd | Sponsored ADR | 40065W107 | 1 | 100 | SH | SOLE | 0 | 0 | 100 | May 4th, 2022 05:28AM | May 4th, 2022 05:28AM | Guangshen Railway | Consumer Services | Travel & Leisure | ||
| nyse:gsh | nyse:gsh Shareholders | 13F-HR | 0001013228-18-001324 | Sep 30th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Advisors Asset Management, Inc. | 1297376 | GUANGSHEN RY LTD | SPONSORED ADR | 40065W107 | 356 | 15401 | SH | SOLE | 15401 | 0 | 0 | Dec 8th, 2021 01:43PM | Dec 8th, 2021 01:43PM | Guangshen Railway | Consumer Services | Travel & Leisure | ||
| nyse:gsh | nyse:gsh Shareholders | 13F-HR/A | 0001582151-18-000005 | Sep 30th, 2018 12:00AM | Nov 13th, 2018 12:00AM | Nov 13th, 2018 12:00AM | NAPLES GLOBAL ADVISORS, LLC | 1582151 | Guangshen Railway ADR | SPONSORED ADR | 40065W107 | 335 | 14520 | SH | SOLE | 14520 | 0 | 0 | Dec 8th, 2021 12:53PM | Dec 8th, 2021 12:53PM | Guangshen Railway | Consumer Services | Travel & Leisure |