| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001928999-22-000002 | Dec 31st, 2021 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | Fortitude Advisory Group L.L.C. | 1928999 | GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 142 | 3204 | SH | SOLE | 0 | 0 | 3204 | May 21st, 2022 01:10AM | May 21st, 2022 01:10AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology | ||
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001606587-22-001230 | Dec 31st, 2020 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | True North Advisors, LLC | 1634556 | GlaxoSmithKline PLC | SPONSORED ADR | 37733W105 | 853 | 23200 | SH | SOLE | NONE | 0 | 0 | 23200 | May 21st, 2022 01:10AM | May 21st, 2022 01:10AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology | |
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001512805-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Westchester Capital Management, LLC | 1512805 | GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1684 | 38660 | SH | SOLE | 0 | 38660 | 0 | 0 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology | |
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001512805-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Westchester Capital Management, LLC | 1512805 | GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 25206 | 578660 | SH | OTR | 2 | 0 | 578660 | 0 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology | |
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001512805-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Westchester Capital Management, LLC | 1512805 | GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1150 | 26400 | SH | Put | SOLE | 1 | 26400 | 0 | 0 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology |
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001512805-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Westchester Capital Management, LLC | 1512805 | GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 5441 | 124900 | SH | Put | SOLE | 0 | 124900 | 0 | 0 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology |
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001512805-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Westchester Capital Management, LLC | 1512805 | GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 32757 | 752000 | SH | Put | OTR | 2 | 0 | 752000 | 0 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology |
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001512601-22-000005 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BSW Wealth Partners | 1512601 | GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 473 | 10866 | SH | SOLE | 0 | 0 | 0 | 10866 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology | |
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001493152-22-013621 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BOOTHBAY FUND MANAGEMENT, LLC | 1549230 | GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 5165 | 118562 | SH | OTR | 0 | 118562 | 0 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology | ||
| nyse:gsk | nyse:gsk Shareholders | 13F-HR | 0001475597-22-000010 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | HRT FINANCIAL LP | 1475597 | GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 642 | 14743 | SH | DFND | 14743 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | GlaxoSmithKline | Health Care | Pharmaceuticals & Biotechnology |