| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | HARMONY GOLD MINING CO LTD | COM | 413216300 | 206 | 40900 | SH | Put | DFND | 2 | 40900 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | Harmony Gold Mining | Basic Materials | Mining |
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | HARMONY GOLD MINING CO LTD | COM | 413216300 | 966 | 192000 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | Harmony Gold Mining | Basic Materials | Mining |
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | HARMONY GOLD MINING CO LTD | SPONSORED ADR | 413216300 | 807 | 160423 | SH | DFND | 1 | 160423 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | Harmony Gold Mining | Basic Materials | Mining | |
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001533964-22-000006 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Virtu Financial LLC | 1533964 | HARMONY GOLD MINING CO LTD | SPONSORED ADR | 413216300 | 241 | 47952 | SH | DFND | 5 | 47952 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | Harmony Gold Mining | Basic Materials | Mining | |
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001764754-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Geneos Wealth Management Inc. | 1764754 | HARMONY GOLD MINING CO LTD | SPONSORED ADR | 413216300 | 1 | 313 | SH | SOLE | 0 | 0 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Harmony Gold Mining | Basic Materials | Mining | |
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001716485-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Gordian Capital Singapore Pte Ltd | 1869164 | HARMONY GOLD MNG-SPON ADR | SPONSORED ADR | 413216300 | 4 | 40000 | SH | SOLE | 40000 | 0 | 0 | May 17th, 2022 01:57AM | May 17th, 2022 01:57AM | Harmony Gold Mining | Basic Materials | Mining | ||
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001580642-22-002777 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Creative Planning | 1540235 | HARMONY GOLD MINING CO LTD | SPONSORED ADR | 413216300 | 69 | 13654 | SH | SOLE | 0 | 0 | 13654 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | Harmony Gold Mining | Basic Materials | Mining | ||
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001567619-22-010951 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Cubist Systematic Strategies, LLC | 1603465 | HARMONY GOLD MINING CO LTD | SPONSORED ADR | 413216300 | 5758 | 1144689 | SH | DFND | 1 | 0 | 1144689 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | Harmony Gold Mining | Basic Materials | Mining | |
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | HARMONY GOLD MINING CO LTD | SPONSORED ADR | 413216300 | 0 | 32 | SH | SOLE | 32 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Harmony Gold Mining | Basic Materials | Mining | ||
| nyse:hmy | nyse:hmy Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | HARMONY GOLD MINING CO LTD | SPONSORED ADR | 413216300 | 116 | 23067 | SH | DFND | 5 | 23067 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Harmony Gold Mining | Basic Materials | Mining |