| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:jmp | nyse:jmp Shareholders | 13F-HR/A | 0001567619-21-020195 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Parallax Volatility Advisers, L.P. | 1521001 | JMP GROUP LLC | COM | 46629U107 | 27 | 3600 | SH | Call | SOLE | 3600 | 0 | 0 | May 5th, 2022 06:07AM | May 5th, 2022 06:07AM | JMP | Financials | Financial Services | |
| nyse:jmp | nyse:jmp Shareholders | 13F-HR/A | 0001567619-21-020195 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Parallax Volatility Advisers, L.P. | 1521001 | JMP GROUP LLC | COM | 46629U107 | 4 | 500 | SH | Put | SOLE | 500 | 0 | 0 | May 5th, 2022 06:07AM | May 5th, 2022 06:07AM | JMP | Financials | Financial Services | |
| nyse:jmp | nyse:jmp Shareholders | 13F-HR | 0001533421-21-000006 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Tower Research Capital LLC (TRC) | 1533421 | JMP GROUP LLC | COM | 46629U107 | 1 | 176 | SH | OTR | 1 | 176 | 0 | 0 | May 5th, 2022 06:05AM | May 5th, 2022 06:05AM | JMP | Financials | Financial Services | |
| nyse:jmp | nyse:jmp Shareholders | 13F-HR | 0001446194-21-000006 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | JMP GROUP LLC | COM | 46629U107 | 87 | 11600 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 5th, 2022 06:03AM | May 5th, 2022 06:03AM | JMP | Financials | Financial Services |
| nyse:jmp | nyse:jmp Shareholders | 13F-HR | 0001446194-21-000006 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | JMP GROUP LLC | COM | 46629U107 | 268 | 35900 | SH | Put | DFND | 2 | 0 | 0 | 0 | May 5th, 2022 06:03AM | May 5th, 2022 06:03AM | JMP | Financials | Financial Services |
| nyse:jmp | nyse:jmp Shareholders | 13F-HR | 0001446194-21-000006 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | JMP GROUP LLC | COM | 46629U107 | 177 | 23633 | SH | DFND | 2 | 23633 | 0 | 0 | May 5th, 2022 06:03AM | May 5th, 2022 06:03AM | JMP | Financials | Financial Services | |
| nyse:jmp | nyse:jmp Shareholders | 13F-HR | 0001214659-21-011786 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Beryl Capital Management LLC | 1719307 | JMP GROUP LLC | COM | 46629U107 | 3130 | 418984 | SH | SOLE | 418984 | 0 | 0 | May 5th, 2022 05:59AM | May 5th, 2022 05:59AM | JMP | Financials | Financial Services | ||
| nyse:jmp | nyse:jmp Shareholders | 13F-HR | 0001085146-21-003334 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | CSS LLC/IL | 1103646 | JMP GROUP LLC | COM | 46629U107 | 75 | 10000 | SH | Call | SOLE | 10000 | 0 | 0 | May 5th, 2022 05:55AM | May 5th, 2022 05:55AM | JMP | Financials | Financial Services | |
| nyse:jmp | nyse:jmp Shareholders | 13F-HR | 0001085146-21-003284 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 1107261 | JMP GROUP LLC | COM | 46629U107 | 387 | 51851 | SH | SOLE | 51851 | 0 | 0 | May 5th, 2022 05:55AM | May 5th, 2022 05:55AM | JMP | Financials | Financial Services | ||
| nyse:jmp | nyse:jmp Shareholders | 13F-HR | 0000950123-21-015152 | Sep 30th, 2021 12:00AM | Nov 15th, 2021 12:00AM | Nov 15th, 2021 12:00AM | UBS Group AG | 1610520 | JMP GROUP LLC | COM | 46629U107 | 4 | 596 | SH | SOLE | 40 | 596 | 0 | 0 | May 5th, 2022 05:49AM | May 5th, 2022 05:49AM | JMP | Financials | Financial Services |