| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | New Mountain Finance Corp | Equity | 647551100 | 74028 | 5345 | SH | DFND | 1 | 0 | 5345 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | New Mountain Finance | Financials | Financial Services | |
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR | 0001387131-22-006230 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Advisors Asset Management, Inc. | 1297376 | NEW MTN FIN CORP | COM | 647551100 | 4792 | 345974 | SH | SOLE | 345974 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | New Mountain Finance | Financials | Financial Services | ||
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR | 0001847772-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | EMC Capital Management | 1847772 | NEW MOUNTAIN FIN | COM | 647551100 | 302 | 22706 | SH | SOLE | 0 | 0 | 302 | May 17th, 2022 01:59AM | May 17th, 2022 01:59AM | New Mountain Finance | Financials | Financial Services | ||
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR | 0001587281-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Virtus ETF Advisers LLC | 1587281 | NEW MTN FIN CORP | COM | 647551100 | 697 | 50335 | SH | OTR | 0 | 50335 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | New Mountain Finance | Financials | Financial Services | ||
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR | 0001567619-22-010961 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CAXTON ASSOCIATES LP | 872573 | NEW MTN FIN CORP | COM | 647551100 | 193 | 13942 | SH | SOLE | 13942 | 0 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | New Mountain Finance | Financials | Financial Services | ||
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | NEW MTN FIN CORP | COM | 647551100 | 21 | 1500 | SH | DFND | 8 | 1500 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | New Mountain Finance | Financials | Financial Services | |
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | NEW MTN FIN CORP | COM | 647551100 | 2190 | 158090 | SH | DFND | 3 | 153946 | 0 | 4144 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | New Mountain Finance | Financials | Financial Services | |
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | NEW MTN FIN CORP | COM | 647551100 | 437 | 31542 | SH | DFND | 24 | 6649 | 0 | 24893 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | New Mountain Finance | Financials | Financial Services | |
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | NEW MTN FIN CORP | COM | 647551100 | 2313 | 166987 | SH | DFND | 43, 01 | 0 | 0 | 166987 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | New Mountain Finance | Financials | Financial Services | |
| nyse:nmfc | nyse:nmfc Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | NEW MTN FIN CORP | COM | 647551100 | 1178 | 85059 | SH | DFND | 43 | 0 | 0 | 85059 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | New Mountain Finance | Financials | Financial Services |