| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:nptn | nyse:nptn Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | NEOPHOTONICS CORP | COM | 64051T100 | 319 | 21003 | SH | DFND | 1,2,5 | 0 | 0 | 21003 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | NeoPhotonics | Technology | Technology Hardware & Equipment | |
| nyse:nptn | nyse:nptn Shareholders | 13F-HR/A | 0001567619-22-011155 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GABELLI & Co INVESTMENT ADVISERS, INC. | 932724 | NEOPHOTONICS CORP COM | COM | 64051T100 | 2755 | 181126 | SH | SOLE | 181126 | 0 | 0 | May 19th, 2022 01:14AM | May 19th, 2022 01:14AM | NeoPhotonics | Technology | Technology Hardware & Equipment | ||
| nyse:nptn | nyse:nptn Shareholders | 13F-HR/A | 0001567619-22-011152 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GAMCO INVESTORS, INC. ET AL | 807249 | NEOPHOTONICS CORP COM | COM | 64051T100 | 169 | 11100 | SH | SOLE | 11100 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | NeoPhotonics | Technology | Technology Hardware & Equipment | ||
| nyse:nptn | nyse:nptn Shareholders | 13F-HR/A | 0001567619-22-011150 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GABELLI FUNDS LLC | 1081407 | NEOPHOTONICS CORP COM | COM | 64051T100 | 4185 | 275178 | SH | SOLE | 275178 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | NeoPhotonics | Technology | Technology Hardware & Equipment | ||
| nyse:nptn | nyse:nptn Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | NeoPhotonics Corp | Equity | 64051T100 | 154381 | 10150 | SH | DFND | 1 | 0 | 10150 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | NeoPhotonics | Technology | Technology Hardware & Equipment | |
| nyse:nptn | nyse:nptn Shareholders | 13F-HR | 0001706164-22-000002 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | PenderFund Capital Management Ltd. | 1706164 | NEOPHOTONICS CORP | COM | 64051T100 | 388 | 20400 | SH | SOLE | 20400 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | NeoPhotonics | Technology | Technology Hardware & Equipment | ||
| nyse:nptn | nyse:nptn Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | NEOPHOTONICS CORP | COM | 64051T100 | 160 | 10526 | SH | DFND | 1 | 10526 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | NeoPhotonics | Technology | Technology Hardware & Equipment | |
| nyse:nptn | nyse:nptn Shareholders | 13F-HR | 0001927881-22-000001 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | EHP Funds Inc. | 1927881 | NEOPHOTONICS CORP | COM | 64051T100 | 6279 | 412816 | SH | SOLE | 412816 | 0 | 0 | May 17th, 2022 01:59AM | May 17th, 2022 01:59AM | NeoPhotonics | Technology | Technology Hardware & Equipment | ||
| nyse:nptn | nyse:nptn Shareholders | 13F-HR | 0001847772-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | EMC Capital Management | 1847772 | NEOPHOTONICS COR | COM | 64051T100 | 42 | 2753 | SH | SOLE | 0 | 0 | 42 | May 17th, 2022 01:59AM | May 17th, 2022 01:59AM | NeoPhotonics | Technology | Technology Hardware & Equipment | ||
| nyse:nptn | nyse:nptn Shareholders | 13F-HR | 0001823608-22-000095 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Amalgamated Financial Corp. | 1823608 | NEOPHOTONICS CORP | COM | 64051T100 | 94 | 6175 | SH | SOLE | 6175 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | NeoPhotonics | Technology | Technology Hardware & Equipment |