| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001563525-22-000002 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | Chicago Partners Investment Group LLC | 1563525 | SARATOGA INVT CORP | COM NEW | 80349A208 | 605 | 23100 | SH | SOLE | 0 | 0 | 23100 | May 21st, 2022 01:10AM | May 21st, 2022 01:10AM | Saratoga Investment | Financials | Banks | ||
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001387131-22-006230 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Advisors Asset Management, Inc. | 1297376 | SARATOGA INVT CORP | COM NEW | 80349A208 | 3996 | 146577 | SH | SOLE | 146577 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | Saratoga Investment | Financials | Banks | ||
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001764754-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Geneos Wealth Management Inc. | 1764754 | SARATOGA INVT CORP | COM NEW | 80349A208 | 47 | 1756 | SH | SOLE | 0 | 0 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Saratoga Investment | Financials | Banks | |
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001730295-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Carmichael Hill & Associates, Inc. | 1730295 | SARATOGA INVT CORP | COM NEW | 80349A208 | 9 | 315 | SH | SOLE | Carmichael Hill & Associates, Inc. | 0 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Saratoga Investment | Financials | Banks | |
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001606587-22-001178 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Samalin Investment Counsel, LLC | 1544366 | SARATOGA INVT CORP | COM NEW | 80349A208 | 118433 | 4345 | SH | SOLE | None | 0 | 0 | 4345 | May 17th, 2022 01:57AM | May 17th, 2022 01:57AM | Saratoga Investment | Financials | Banks | |
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001587281-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Virtus ETF Advisers LLC | 1587281 | SARATOGA INVT CORP | COM NEW | 80349A208 | 479 | 17582 | SH | OTR | 0 | 17582 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | Saratoga Investment | Financials | Banks | ||
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | SARATOGA INVT CORP | COM NEW | 80349A208 | 498 | 18283 | SH | DFND | 3 | 17744 | 0 | 539 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Saratoga Investment | Financials | Banks | |
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | SARATOGA INVT CORP | COM NEW | 80349A208 | 28 | 1039 | SH | DFND | 21 | 1039 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Saratoga Investment | Financials | Banks | |
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | SARATOGA INVT CORP | COM NEW | 80349A208 | 7 | 242 | SH | DFND | 15 | 242 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Saratoga Investment | Financials | Banks | |
| nyse:sar | nyse:sar Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | SARATOGA INVT CORP | COM NEW | 80349A208 | 0 | 13 | SH | DFND | 02 | 0 | 0 | 13 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | Saratoga Investment | Financials | Banks |